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TrainingCompliance & Reg
IAA 2026 Compliance Workshop (Virtual)
by Investment Adviser Association
Half-day virtual workshop in the IAA's fall compliance series covering current SEC examination priorities, navigating SEC examinations (exam trends and lessons learned), and cybersecurity, data privacy, and AI governance/oversight strategies.
- When
- Oct 6 · 1:00 - 5:30 PM ET
- Where
- Virtual · Virtual
- Cost
- Registration required; pricing on IAA registration page
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Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.
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