TrainingCompliance & Reg

SEC Compliance Outreach Program Regional Seminar for Investment Advisers — Salt Lake City

Name: SEC Compliance Outreach Program Regional Seminar for Investment Advisers — Salt Lake City
Start: 2026-10-29
Location: Salt Lake City

by U.S. Securities and Exchange Commission

SEC staff from the Divisions of Examinations, Enforcement and Investment Management cover adviser exam hot topics, division priorities and private funds; in-person session in Salt Lake City.

When: Oct 29 · 10:00 AM-2:00 PM ET; in-person registration closes Oct 23
Where: Salt Lake City, UT
Cost: Free; seating limited

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Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.

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