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RoundtableCompliance & RegHedge
2026 New York City Broker-Dealer Compliance Fall Roundtable
by Sidley Austin
This event has passed — see upcoming events.
Sidley and ACA Group host a half-day roundtable for in-house counsel and compliance officers on current broker-dealer regulatory issues: cybersecurity and technology, compliance and sales practices, and financial responsibility and operations. Speakers from Charles Schwab, Morgan Stanley, and Jefferies. CLE credit pending.
- When
- Sep 29 · 8:30 AM-12:00 PM ET (program 9:00 AM-12:00 PM)
- Where
- Sidley, 787 Seventh Avenue, New York, NY
- Cost
- Closed to service providers and press; register via nyevents@sidley.com
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