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Regulation

Rules, risk alerts and enforcement that touch private fund managers — SEC, FCA, ESMA, ASIC and beyond.

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SEC proposes widening retail access to private markets

SEC proposed rule amendments to broaden retail access to private markets via registered funds, modernize interval fund framework, enable closed-end funds to issue multiple share classes, and add new accredited-investor pathways (CPA, CFA, CFP, FINRA licenses); 60-day comment periods follow Federal Register publication.

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