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Section BEvents48 Upcoming
All Events

Compliance and regulatory events.

Conferences, forums, and webinars for CCOs, legal, and compliance teams at private fund managers — SEC developments, exam readiness, and regulatory change. Every date verified at the source.

Sep 152026 SFA RMBS SymposiumPaidSep 15A Dialogue with Regulatory Experts: Preparing for the Regulatory Year AheadMixedSep 15–17ICI Compliance, Risk, and Legal Conference 2026PaidSep 15SFA RMBS Symposium 2026PaidSep 15Stradley Ronon Financial Services Broker-Dealer WorkshopFreeSep 162026 SIFMA C&L Northeast Regional SeminarPaidSep 16New England Investment Management Summit 2026FreeSep 16PKF O'Connor Davies 2026 Broker-Dealer SymposiumFreeSep 172026 Rocky Mountain Fund Advisers SummitFreeSep 22HFA Dallas Breakfast BriefingFreeSep 23–242026 BDC Roundtable (23rd Annual)InviteSep 23CFA Society New York: Institutional Exit vs. Retail Entry — Rebalancing the Private Market EcosystemPaidSep 242026 Windy City Fund Advisers SummitFreeSep 24Akin 2026 Funds ConferenceInviteSep 28–30IAA 2026 Policy & Leadership ForumPaidSep 292026 New York City Broker-Dealer Compliance Fall RoundtableInviteOct 8Hedgeweek US Summit 2026MixedOct 8–9ILPA Legal Conference (LCON) 2026MembersOct 8LSTA Annual Conference 2026PaidOct 14–152026 NVCA Strategic Operations & Policy SummitPaidOct 21New York City Bar Compliance Conference 2026PaidOct 24–25NCPERS Advanced Fiduciary (NAF) Institute — Fall 2026 ClassPaidOct 24–25NCPERS Fiduciary in Focus Workshop 2026PaidOct 25–282026 NSCP National ConferencePaidOct 25–27GAIM Ops West 2026PaidOct 26Hedge Fund and Private Equity Enforcement & Regulatory Developments 2026PaidOct 26–28IDC Fund Directors Conference 2026PaidOct 28–292026 AICPA/FMS National Conference on the Securities IndustryPaidOct 29Kroll Private Markets Conference 2026FreeNov 4NAREIM Legal, Compliance & Risk MeetingMembersNov 4SBIA November 2026 SBIC Regulations Training ClassPaidNov 8–11ComplyConnect 2026MixedNov 10–1130th Annual GIPS Standards ConferencePaidNov 10ICI & DCALTA Defined Contribution Alternatives SummitPaidNov 10ICI Retail Alternatives and Closed-End Funds Conference 2026PaidDec 1–2Private Fund Compliance Operations Forum 2026PaidDec 7–9AICPA & CIMA Conference on Current SEC and PCAOB DevelopmentsPaidDec 9The 2026 Private Markets GC SummitInviteFeb 3–5, 2027ICI Innovate 2027PaidMar 3–5, 2027IAA Investment Adviser Compliance Conference 2027MixedMar 14–17, 2027ICI Investment Management Conference 2027PaidMar 22–24, 2027SuperReturn CFO/COO North America 2027PaidApr 14–16, 20272027 ACA ConferencePaidMay 10–12, 2027IDC Fund Directors Workshop 2027PaidMay 15–16, 2027NCPERS Trustee Essentials Training 2027PaidJul 19–21, 2027NCPERS Legislative Forum & Policy Day 2027PaidOct 25–27, 2027IDC Fund Directors Conference 2027PaidNov 9, 2027ICI Retail Alternatives and Closed-End Funds Conference 2027Paid

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