Compliance and regulatory events.

Conferences, forums, and webinars for CCOs, legal, and compliance teams at private fund managers — SEC developments, exam readiness, and regulatory change. Every date verified at the source.

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Oct 14–15Summit2026 NVCA Strategic Operations & Policy SummitWashington DCPaid Oct 14ConferenceCoinAlts 2026 Fund SymposiumSan Francisco, CAPaid Oct 14ConferenceK&L Gates Asset Management and Investment Funds Conference Series — Washington, DCWashington DCFree Oct 15NetworkingCayman Finance San Francisco Breakfast 2026San Francisco, CAInvite Oct 19TrainingPLI Hedge Fund Management 2026New York, NYPaid Oct 20Networking100WF Washington DC: Democratizing Alpha - Innovation in Asset ManagementWashington DCMixed Oct 20ForumSidley Texas Funds Forum: Conflict Considerations in Co-Investments and SPVsHouston, TXFree Oct 21Forum100WF Stamford: Prediction Markets - Where Trading and Real Life Events CollideStamford, CTMembers Oct 21ConferenceNew York City Bar Compliance Conference 2026New York, NYPaid Oct 22RoundtableIAA 2026 Regional Compliance Meeting: HoustonHouston, TXMembers Oct 24–25TrainingNCPERS Advanced Fiduciary (NAF) Institute — Fall 2026 ClassNashville, TNPaid Oct 24–25TrainingNCPERS Fiduciary in Focus Workshop 2026Nashville, TNPaid Oct 25–28Conference2026 NSCP National ConferenceOrlando, FLPaid Oct 25–27ConferenceGAIM Ops West 2026Dana Point, CAPaid Oct 26ConferenceHedge Fund and Private Equity Enforcement & Regulatory Developments 2026New York, NYPaid Oct 26–28ConferenceIDC Fund Directors Conference 2026Scottsdale, AZPaid Oct 26ConferencePKF O'Connor Davies 2026 Broker-Dealer Symposium (Chicago)Chicago, ILFree Oct 27RoundtablePrivate Funds CFO Network Member Meeting: New YorkNew York, NYInvite Oct 27TrainingSEC Compliance Outreach Program Regional Seminar for Investment Advisers — DenverDenver, COFree Oct 28–29Conference2026 AICPA/FMS National Conference on the Securities IndustryNew York, NYPaid Oct 29ConferenceK&L Gates Asset Management and Investment Funds Conference Series — New YorkNew York, NYFree Oct 29ConferenceKroll Private Markets Conference 2026New York, NYFree Oct 29TrainingSEC Compliance Outreach Program Regional Seminar for Investment Advisers — Salt Lake CitySalt Lake City, UTFree Nov 4ConferenceK&L Gates Asset Management and Investment Funds Conference Series — BostonBoston, MAFree Nov 4RoundtableNAREIM Legal, Compliance & Risk MeetingNew York, NYMembers Nov 4TrainingSBIA November 2026 SBIC Regulations Training ClassWashington DCPaid Nov 8–11ConferenceComplyConnect 2026Nashville, TNMixed Nov 10–11Conference30th Annual GIPS Standards ConferencePhiladelphia, PAPaid Nov 10SummitICI & DCALTA Defined Contribution Alternatives SummitNew York, NYPaid Nov 10ConferenceICI Retail Alternatives and Closed-End Funds Conference 2026New York, NYPaid Nov 17ForumSBAI 2026 Canadian Institutional Investor ForumMontreal, QCFree Nov 17ConferenceSecurities Enforcement Forum D.C. 2026Washington DCPaid Dec 1–2ForumPrivate Fund Compliance Operations Forum 2026New York, NYPaid Dec 7–9ConferenceAICPA & CIMA Conference on Current SEC and PCAOB DevelopmentsWashington DCPaid Dec 9SummitThe 2026 Private Markets GC SummitNew York, NYInvite Jan 13, 2027TrainingSBIA January 2027 SBIC Regulations Training ClassWashington DCPaid Jan 28, 2027TrainingPLI Private Fund Regulatory Developments and Compliance Challenges 2027New York, NYPaid Feb 3–5, 2027ConferenceICI Innovate 2027Phoenix, AZPaid Mar 3–5, 2027ConferenceIAA Investment Adviser Compliance Conference 2027Washington DCMixed Mar 3–4, 2027RoundtableInstitutional Investor Legal Forum Winter Roundtable 2027New York, NYInvite Mar 14–17, 2027ConferenceICI Investment Management Conference 2027San Diego, CAPaid Mar 14–17, 2027ConferenceSIFMA C&L Annual Seminar 2027San Diego, CAPaid Mar 17, 2027TrainingSBIA March 2027 SBIC Regulations Training ClassWashington DCPaid Mar 22–24, 2027ConferenceSuperReturn CFO/COO North America 2027Chicago, ILPaid Apr 14–16, 2027Conference2027 ACA ConferenceOrlando, FLPaid May 10–12, 2027TrainingIDC Fund Directors Workshop 2027Washington DCPaid May 15–16, 2027TrainingNCPERS Advanced Fiduciary (NAF) Institute — 2027 Spring ClassNew York, NYPaid May 15–16, 2027TrainingNCPERS Trustee Essentials Training 2027New York, NYPaid May 19–21, 2027SummitIPASummit 2027Washington DCPaid May 25, 2027ConferenceMFA Legal & Compliance 2027New York, NYPaid Jun 9, 2027TrainingSBIA June 2027 SBIC Regulations Training ClassWashington DCPaid Jul 19–21, 2027ForumNCPERS Legislative Forum & Policy Day 2027Washington DCPaid Jul 27–28, 2027TrainingPLI Investment Management 2027: Current Issues & TrendsNew York, NYPaid Oct 6, 2027TrainingSBIA October 2027 SBIC Regulations Training ClassWashington DCPaid Oct 25–27, 2027ConferenceIDC Fund Directors Conference 2027Scottsdale, AZPaid Oct 26–27, 2027RoundtableInstitutional Investor Legal Forum Fall Roundtable 2027Washington DCInvite Nov 9, 2027ConferenceICI Retail Alternatives and Closed-End Funds Conference 2027New York, NYPaid

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