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ConferenceCompliance & RegLegal
2026 SIFMA C&L Northeast Regional Seminar
by SIFMA
SIFMA Compliance & Legal Society regional seminar for compliance and legal professionals at broker-dealers, asset managers and wealth management firms, covering current regulatory and enforcement developments.
- When
- Sep 16 · 8:00 AM ET
- Where
- New York Law School, New York, NY
- Cost
- Registration rates are not published on the event home page.
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Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.
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