Section BEventsVerified Date
All Events
ConferenceCompliance & RegLegal
2026 SIFMA C&L Northeast Regional Seminar
by SIFMA
SIFMA Compliance & Legal Society regional seminar for compliance and legal professionals at broker-dealers, asset managers and wealth management firms, covering current regulatory and enforcement developments.
- When
- Sep 16 · 8:00 AM ET
- Where
- New York Law School, New York, NY
- Cost
- Registration rates are not published on the event home page.
Visit Event Site
Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.
Related Events
Sep 2Roundtable100WF New York MidCareer: The Road to Managing Director — What It TakesNew York, NYMembersSep 9Forum14th Annual Tax-Efficient Investing ForumNew York, NYFreeSep 10TrainingFFA University 2.0: USNew York, NYPaidSep 10ConferenceJ.P. Morgan Global Macro Conference 2026New YorkInviteSep 15–17ConferenceAFIRE 2026 Annual Member MeetingNew York, NYMixed