SEC fines ETF issuer Simplify Asset Management $400K over derivatives rule, compliance violations
Monday, August 3, 2026 · first reported by Pensions & Investments
SEC fined Simplify Asset Management $400K for ETF derivatives rule and compliance violations.
- Also named
- SEC
The summary and fields above are extracted from the published reports and can contain errors. The linked articles are the source of record.
Coverage
1 sourceMore on Simplify Asset Management
Everything on this firm →- SEC proposes performance fees, interval fund overhaul as private markets push continuesPensions & Investments +5
- SEC charges Meyer Global Management, CEO with defrauding investors in SpaceX pre-IPO fundPensions & Investments +1
- Australian private real estate credit giant halts redemptions amid audit reviewPERE
- SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities LawsSEC Press Releases +1
- SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted VeteransSEC Press Releases
- SEC Proposes Amendments That Address Retailization and Modernize Regulated FundsJD Supra