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Regulation

SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam

Thursday, October 1, 2026 · first reported by SEC Press Releases

SEC charges Andrew Spaventa and three entities with defrauding retail investors in $74M pre-IPO investment scam involving unregistered private fund offerings.

Firm
SEC
People
Andrew Spaventa
Geography
North America

The summary and fields above are extracted from the published reports and can contain errors. The linked articles are the source of record.

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