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WebinarCompliance & Reg
2026 Compliance Outreach Program National Seminar for Investment Advisers and Investment Companies
by U.S. Securities and Exchange Commission (SEC)
SEC staff day-long livestreamed seminar on compliance for advisers and funds, including a private fund panel on fees and expenses, preferential treatment, valuation and marketing with SEC Examinations, Enforcement and Investment Management staff; opening remarks by Chairman Paul Atkins.
- When
- Nov 19 · 8:30 AM-5:30 PM ET (private fund panel 12:30-1:35 PM ET)
- Where
- Virtual · Virtual
- Cost
- Free livestream on SEC.gov; no advance registration required.
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