All events
ForumCompliance & Reg
2026 Rocky Mountain Fund Advisers Summit
by Faegre Drinker Biddle & Reath
This event has passed — see upcoming events.
Half-day summit for fund advisers covering the regulatory, operational and market issues shaping the fund advisory landscape, including SEC exam priorities, fund documentation, sponsor agreements, capital raising and retail alternatives. Keynote from Nicholas Heinke, SEC associate director for enforcement in the Denver Regional Office.
- When
- Sep 17 · 11:30 AM - 4:15 PM MT
- Where
- Faegre Drinker, 1144 15th Street, Suite 3400, Denver, CO
Visit Event Site
Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.
Related events
Oct 27TrainingSEC Compliance Outreach Program Regional Seminar for Investment Advisers — DenverDenver, COFreeFeb 17–18, 2027Conference2027 Rocky Mountain Corporate Growth ConferenceDenver, COMar 2–3, 2027Forum14th Annual Mountain States Institutional ForumDenver, COJul 21–22, 2027ConferenceCarmo Denver Private Markets Meeting 2027Denver, COInvite onlyOct 15NetworkingCayman Finance San Francisco Breakfast 2026San Francisco, CAInvite only