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ForumCompliance & Reg
2026 Rocky Mountain Fund Advisers Summit
by Faegre Drinker Biddle & Reath
Half-day summit for fund advisers covering the regulatory, operational and market issues shaping the fund advisory landscape, including SEC exam priorities, fund documentation, sponsor agreements, capital raising and retail alternatives. Keynote from Nicholas Heinke, SEC associate director for enforcement in the Denver Regional Office.
- When
- Sep 17 · 11:30 AM - 4:15 PM MT
- Where
- Faegre Drinker, 1144 15th Street, Suite 3400, Denver, CO
- Cost
- Free
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Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.
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