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TrainingCompliance & Reg
SEC Compliance Outreach Program Regional Seminar for Investment Advisers — Denver
by U.S. Securities and Exchange Commission
SEC staff from the Divisions of Examinations, Enforcement and Investment Management cover adviser exam hot topics, division priorities and private funds; two identical in-person sessions in Denver.
- When
- Oct 27 · Sessions 10:00 AM-2:00 PM and 3:00-7:00 PM ET; in-person registration closes Oct 23
- Where
- Denver, CO
- Cost
- Free; seating limited
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Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.
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