TrainingCompliance & Reg

SEC Compliance Outreach Program Regional Seminar for Investment Advisers — Denver

Name: SEC Compliance Outreach Program Regional Seminar for Investment Advisers — Denver
Start: 2026-10-27
Location: Denver

by U.S. Securities and Exchange Commission

SEC staff from the Divisions of Examinations, Enforcement and Investment Management cover adviser exam hot topics, division priorities and private funds; two identical in-person sessions in Denver.

When: Oct 27 · Sessions 10:00 AM-2:00 PM and 3:00-7:00 PM ET; in-person registration closes Oct 23
Where: Denver, CO
Cost: Free: the SEC's sign-up form takes no payment; seating limited

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