SEC Staff Issues No-Action Relief for “Zero Cash Balance” Brokerage Account Models
Monday, October 5, 2026 · first reported by JD Supra
SEC no-action letters on zero cash balance brokerage accounts for eToro and Alpaca — regulatory relief for fintech platforms, tangential to fund operations.
- Firm
- SEC
- Also named
- eToro USA Securities Inc., Alpaca Securities LLC
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