SEC Approves FINRA Rule Change Allowing Projected Performance and Targeted Returns in Certain Communications
Thursday, October 22, 2026 · first reported by JD Supra
The SEC has approved an amendment to FINRA Rule 2210 that lets broker-dealers show projected performance and targeted returns in certain communications. The change applies to eligible audiences and works as an exception to the existing restrictions. The exception carries requirements, safeguards and limits.
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