Investment Adviser and Fund Regulatory Lawyers in North Carolina
9 fund lawyers at 5 firms list funds regulatory work in North Carolina.
Everyone here is listed from their firm’s own bio page, and nobody pays to be listed or to rank. Last verified Oct 23–24, 2026. How we check
- Partners
- 9
- all at partner level
- Firms
- 5
Investment adviser regulatory attorneys in North Carolina
PartnerKilpatrick Townsend & Stockton
Winston-Salem, NCAlso private equity funds, private credit funds, real estate funds + 2 more
- Leads with: Fund formation. The practice the firm’s bio leads with.
- Since 2010. In practice since 2010, from the firm’s bio.
- GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
PartnerWinston Taylor
Charlotte, NCAlso private equity funds, private credit funds, real estate funds + 3 more
- Leads with: Fund formation. The practice the firm’s bio leads with.
- Since 2014. In practice since 2014, from the firm’s bio.
- GP and LP side. Acts for both fund sponsors and investors, as the firm’s bio says.
PartnerKilpatrick Townsend & Stockton
Winston-Salem, NCPractices: Fund formation, Funds regulatory
- Since 2017. In practice since 2017, from the firm’s bio.
- GP and LP side. Acts for both fund sponsors and investors, as the firm’s bio says.
PartnerHaynes and Boone
Charlotte, NCPractices: Hedge funds, Funds regulatory
- Since 2009. In practice since 2009, from the firm’s bio.
PartnerKilpatrick Townsend & Stockton
Winston-Salem, NCAlso fund formation, private equity funds, real estate funds + 1 more
- Leads with: Funds regulatory. The practice the firm’s bio leads with.
- Since 2011. In practice since 2011, from the firm’s bio.
- GP and LP side. Acts for both fund sponsors and investors, as the firm’s bio says.
PartnerTroutman Pepper Locke
Charlotte, NCAlso hedge funds, secondaries, fund finance + 1 more
- Leads with: Private credit funds. The practice the firm’s bio leads with.
- Since 2007. In practice since 2007, from the firm’s bio.
PartnerKilpatrick Townsend & Stockton
Atlanta, GA + 1 morePractices: Fund formation, Private equity funds, Venture funds + 4 more
- Since 1996. In practice since 1996, from the firm’s bio.
- LP side. Acts for fund investors (LPs), as the firm’s bio says.
PartnerMcGuireWoods
Charlotte, NCAlso private equity funds, venture funds, hedge funds + 2 more
- Leads with: Fund formation. The practice the firm’s bio leads with.
- Since 1996. In practice since 1996, from the firm’s bio.
- GP and LP side. Acts for both fund sponsors and investors, as the firm’s bio says.
PartnerKilpatrick Townsend & Stockton
Charlotte, NC + 1 morePractices: Fund formation, Real estate funds, Hedge funds + 1 more
- Since 1983. In practice since 1983, from the firm’s bio.
- LP side. Acts for fund investors (LPs), as the firm’s bio says.
Investment Adviser Regulatory Law Firms in North Carolina, by partners listed
- Kilpatrick Townsend & StocktonAtlanta · Charlotte5partners
- Haynes and BooneCharlotte1partner
- McGuireWoodsCharlotte1partner
- Troutman Pepper LockeCharlotte1partner
- Winston TaylorCharlotte1partner
Investment adviser regulatory attorneys in North Carolina, by the numbers
Who has practised longest here?
By the first year in practice each firm’s bio gives; 9 of the 9 here give one.
- Thomas W. SteedPartner · Kilpatrick Townsend & StocktonSince 1983
- Jeffrey T. SkinnerPartner · Kilpatrick Townsend & StocktonSince 1996
- Richard S. StarlingPartner · McGuireWoodsSince 1996
- R. Todd RansomPartner · Troutman Pepper LockeSince 2007
- Edward IveyPartner · Haynes and BooneSince 2009
About this list
What investment adviser and fund regulatory lawyers do
Funds regulatory lawyers advise managers on the rules that govern them: SEC registration and Form ADV, the Marketing Rule, custody and compliance programmes, SEC examinations and enforcement, and the private fund rules as they change.
In sum
9 fund lawyers at 5 firms are listed on this page in North Carolina. The 5 with the most: Kilpatrick Townsend & Stockton (5), Haynes and Boone (1), McGuireWoods (1), Troutman Pepper Locke (1) and Winston Taylor (1). Of the 9 who give a first year in practice, half began in 2009 or before.
Questions
How many investment adviser regulatory attorneys does FundOpsHQ list in North Carolina?
9 partners at 5 firms. Last checked Oct 23–24, 2026. Each one is at partner level, and their firm's own bio page names funds regulatory work.
Which investment adviser regulatory law firms have the most partners listed in North Carolina?
Kilpatrick Townsend & Stockton (5), Haynes and Boone (1) and McGuireWoods (1), counting the partners each firm's own website lists for funds regulatory work in North Carolina.
What else do these lawyers work on?
The practices they list most alongside funds regulatory work: hedge funds (8), fund formation (7) and private equity funds (5).
How does a fund lawyer get on this list?
By being a partner, principal, shareholder or member whose firm's own website lists them for this work. FundOpsHQ reads each firm's public bio pages and dates every check. Nobody pays to be listed or to rank, and anyone listed can claim, correct or remove their profile. How the directory works
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