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SEC Exam and Enforcement Lawyers

149 fund lawyers at 46 firms have bios that show a focus on SEC exams and enforcement.

Everyone here is listed from their firm’s own bio page, and nobody pays to be listed or to rank. Last verified Oct 23–24, 2026. How we check

Partners
149
all at partner level
Firms
46
Most partners
Kirkland & Ellis
20 listed here
Biggest city
New York
59 here

Fund lawyers

149 · 101–149
  • PartnerSeward & Kissel

    New York, NYAlso private equity funds, hedge funds, secondaries + 1 more

    • Leads with: Fund formation. The practice the firm’s bio leads with.
    • Since 2002. In practice since 2002, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerWeil, Gotshal & Manges

    Washington, D.C.Also fund formation

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2005. In practice since 2005, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • Chairman of the FirmProskauer Rose

    Boston, MA + 1 moreAlso fund formation, private equity funds, venture funds + 1 more

    • Leads with: Private credit funds. The practice the firm’s bio leads with.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerKleinberg Kaplan Wolff & Cohen

    New York, NYPractices: Private equity funds, Hedge funds, Funds regulatory

    • Since 2001. In practice since 2001, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerProskauer Rose

    New York, NYPractices: Private equity funds, Venture funds, Hedge funds + 1 more

    • Since 2024. In practice since 2024, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerFreshfields

    Washington, D.C.Practices: Fund formation, Secondaries, Funds regulatory

    • GP and LP side. Acts for both fund sponsors and investors, as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerKirkland & Ellis

    Boston, MAAlso private equity funds, private credit funds, hedge funds

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2013. In practice since 2013, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerDechert

    Boston, MAAlso fund formation

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 1989. In practice since 1989, from the firm’s bio.
    • GP and LP side. Acts for both fund sponsors and investors, as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerKirkland & Ellis

    Washington, D.C.Also private equity funds, venture funds, private credit funds + 2 more

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2007. In practice since 2007, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerPaul, Weiss, Rifkind, Wharton & Garrison

    New York, NYAlso private equity funds, private credit funds, secondaries + 1 more

    • Leads with: Fund formation. The practice the firm’s bio leads with.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerDechert

    San Francisco, CAAlso fund formation, hedge funds

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 1991. In practice since 1991, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerSeward & Kissel

    New York, NYAlso fund formation, hedge funds

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 1986. In practice since 1986, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerSidley Austin

    New York, NYPractices: Fund formation, Private equity funds, Hedge funds + 1 more

    • Since 1983. In practice since 1983, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerProskauer Rose

    Washington, D.C.Practices: Private credit funds, Funds regulatory

    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerWinston Taylor

    New York, NYAlso venture funds, private credit funds, real estate funds + 3 more

    • Leads with: Fund formation. The practice the firm’s bio leads with.
    • Since 2016. In practice since 2016, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerKirkland & Ellis

    New York, NYAlso fund formation

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2009. In practice since 2009, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerStradley Ronon Stevens & Young

    Washington, D.C.Also private credit funds, real estate funds

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerShartsis Friese

    San Francisco, CAPractices: Private equity funds, Venture funds, Hedge funds + 1 more

    • Since 1993. In practice since 1993, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerKirkland & Ellis

    Chicago, ILAlso fund formation, private equity funds, venture funds + 3 more

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2017. In practice since 2017, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerSeward & Kissel

    New York, NYAlso private equity funds, venture funds, hedge funds + 1 more

    • Leads with: Fund formation. The practice the firm’s bio leads with.
    • Since 2000. In practice since 2000, from the firm’s bio.
    • GP and LP side. Acts for both fund sponsors and investors, as the firm’s bio says.
  • PartnerDebevoise & Plimpton

    Washington, D.C. + 1 morePractices: Private equity funds, Private credit funds, Real estate funds + 2 more

    • Since 1999. In practice since 1999, from the firm’s bio.
  • PartnerWilmerHale

    Boston, MAAlso private equity funds, venture funds, real estate funds + 1 more

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2006. In practice since 2006, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerNelson Mullins

    Boston, MAPractices: Hedge funds, Funds regulatory

    • Since 1989. In practice since 1989, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerHolland & Knight

    Richmond, VAAlso fund formation

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerKirkland & Ellis

    Chicago, ILAlso fund formation

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 1999. In practice since 1999, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerSidley Austin

    Washington, D.C.Practices: Funds regulatory

    • Since 1999. In practice since 1999, from the firm’s bio.
  • PartnerKirkland & Ellis

    Chicago, ILAlso fund formation, private equity funds, secondaries

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2019. In practice since 2019, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerDavis Polk & Wardwell

    New York, NYAlso private equity funds, private credit funds, hedge funds

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerVinson & Elkins

    Austin, TXAlso private equity funds, venture funds, private credit funds + 4 more

    • Leads with: Fund formation. The practice the firm’s bio leads with.
    • Since 2011. In practice since 2011, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerProskauer Rose

    Washington, D.C.Also private credit funds, hedge funds, secondaries

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerWeil, Gotshal & Manges

    Washington, D.C.Also fund formation

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2009. In practice since 2009, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • MemberMintz

    New York, NYAlso fund formation

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
  • PartnerMcDermott Will & Schulte

    New York, NY

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerPryor Cashman

    New York, NYPractices: Fund formation, Private equity funds, Hedge funds

    • Since 2001. In practice since 2001, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerDebevoise & Plimpton

    San Francisco, CAPractices: Private equity funds, Venture funds, Hedge funds + 1 more

    • Since 1996. In practice since 1996, from the firm’s bio.
  • PartnerAlston & Bird

    New York, NYAlso private equity funds, private credit funds, hedge funds + 1 more

    • Leads with: Fund formation. The practice the firm’s bio leads with.
    • GP and LP side. Acts for both fund sponsors and investors, as the firm’s bio says.
  • PartnerThompson Hine

    Columbus, OHAlso fund formation, hedge funds

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 1994. In practice since 1994, from the firm’s bio.
  • PartnerProskauer Rose

    New York, NYAlso fund formation, private equity funds, private credit funds + 4 more

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerPaul Hastings

    Chicago, ILAlso fund formation, secondaries

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2012. In practice since 2012, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerLatham & Watkins

    Chicago, ILAlso private equity funds

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2017. In practice since 2017, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerDebevoise & Plimpton

    Washington, D.C.Practices: Funds regulatory

    • Since 1992. In practice since 1992, from the firm’s bio.
  • PartnerSeward & Kissel

    New York, NYPractices: Funds regulatory

    • Since 1996. In practice since 1996, from the firm’s bio.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerEversheds Sutherland (US)

    New York, NYAlso hedge funds

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerLatham & Watkins

    Washington, D.C.Also fund formation, secondaries

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Former SEC. Lists the SEC among past employers, on the firm’s bio.
  • PartnerFaegre Drinker Biddle & Reath

    Washington, D.C.

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2005. In practice since 2005, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerDechert

    Washington, D.C.Also fund formation

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 2010. In practice since 2010, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerKirkland & Ellis

    New York, NYAlso funds regulatory

    • Leads with: Fund formation. The practice the firm’s bio leads with.
    • Since 2020. In practice since 2020, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerKirkland & Ellis

    Chicago, ILAlso private equity funds, hedge funds, secondaries + 1 more

    • Leads with: Fund formation. The practice the firm’s bio leads with.
    • Since 2012. In practice since 2012, from the firm’s bio.
    • GP side. Acts for fund sponsors (GPs), as the firm’s bio says.
  • PartnerMorgan, Lewis & Bockius

    New York, NY + 1 more

    • Leads with: Funds regulatory. The practice the firm’s bio leads with.
    • Since 1997. In practice since 1997, from the firm’s bio.

Private Fund Law Firms, by partners listed

Fund lawyers, by the numbers

Who has practised longest here?

By the first year in practice each firm’s bio gives; 105 of the 149 here give one.

  1. Myles C. PollinPartner · Sidley AustinSince 1983
  2. Robert G. LeonardPartner · K&L GatesSince 1985
  3. Kit AddlemanPartner · Haynes and BooneSince 1986
  4. Amy R. DobermanPartner · WilmerHaleSince 1986
  5. W. John McGuirePartner · Morgan, Lewis & BockiusSince 1986
All, by years in practice in the table

Who began practising most recently?

By the first year in practice each firm’s bio gives; 105 of the 149 here give one.

  1. Joshua M. NewvillePartner · Proskauer RoseSince 2024
  2. Courtney MayPartner · Kirkland & EllisSince 2020
  3. Lena YoonPartner · Kirkland & EllisSince 2020
  4. Danielle SartainPartner · Kirkland & EllisSince 2019
  5. Lindsay R. GrossmanPartner · DechertSince 2017
All, newest first in the table

Who came from the SEC?

32 here list the SEC among past employers on the firm’s bio. A to Z.

  1. Kit AddlemanPartner · Haynes and BooneFormer SEC
  2. Ernest E. BadwayPartner · Thompson HineFormer SEC
  3. William J. BielefeldPartner · DechertFormer SEC
  4. Dalia O. BlassPartner · Sullivan & CromwellFormer SEC
  5. Sara P. CrovitzPartner · Stradley Ronon Stevens & YoungFormer SEC

About this list

What SEC exams and enforcement work is

Representing fund managers in SEC examinations, inquiries and enforcement actions, and the compliance work around them.

In sum

149 fund lawyers at 46 firms are listed on this page. The 5 with the most: Kirkland & Ellis (20), Dechert (13), Stradley Ronon Stevens & Young (10), Seward & Kissel (7) and Sidley Austin (7). The schools their bios name most: Georgetown (13), Fordham (12) and George Washington University (12). Of the 105 who give a first year in practice, half began in 2005 or before. 32 list a past post at the SEC or another regulator.

Questions

How many fund lawyers does FundOpsHQ list?

149 partners at 46 firms. Last checked Oct 23–24, 2026. Each one is at partner level, and their firm's own bio page describes their work on SEC exams and enforcement (the quote is on each profile).

Which private fund law firms have the most partners listed?

Kirkland & Ellis (20), Dechert (13) and Stradley Ronon Stevens & Young (10), counting the partners each firm's own website lists.

Where are fund lawyers based?

The cities with the most: New York (59), Washington, D.C. (39) and Boston (13).

What else do these lawyers work on?

The practices they list most: funds regulatory (142), fund formation (84) and hedge funds (70).

How does a fund lawyer get on this list?

By being a partner, principal, shareholder or member whose firm's own website lists them for this work. FundOpsHQ reads each firm's public bio pages and dates every check. Nobody pays to be listed or to rank, and anyone listed can claim, correct or remove their profile. How the directory works

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Listed here?

Claim your profile from its page to add to it, or ask for a correction or removal. It is free; the claim link goes to your work email at your firm’s domain.

How claiming works

Who is listed here comes from each firm’s own public bio page: the practices, clients and offices it names. Nobody pays to be listed or to rank. How the directory works