A “Super Intelligent” SEC Examination? Signals in the FY2027 Priorities
Tuesday, October 27, 2026 · first reported by Proskauer Rose LLP via JD Supra
Examination priorities for fiscal year 2027 were unveiled by the SEC on October 23, 2026, setting out where the Division of Examinations will concentrate. The list is issued each year. Changes from one year to the next are usually small, and the areas aimed at private fund advisers seldom move. Fiduciary duty adherence, conflicts of interest, compliance programs and cybersecurity all appear again, per Proskauer Rose LLP via JD Supra.
- Asset class
- Private equity, Hedge funds
- Geography
- North America
The summary and fields above are extracted from the published reports and can contain errors. The linked articles are the source of record.
Coverage
1 source- SEC fires starting gun on the race for retailPrivate Funds CFO
- FCA restricts six unregulated lenders over money laundering fearsAlternative Credit Investor
- United States: The FY 2027 Exam Priorities Get a Pumpkin Spice MakeoverK&L Gates LLP via JD Supra
- SEC 2027 Exam Priorities: Familiar Priorities, Evolving MarketsWilmerHale via JD Supra
- Treasury Proposes Expanded Rule on U.S. Outbound InvestmentKelley Drye & Warren LLP via JD Supra
- Where SEC's Transfer Agent Plan Would Change ComplianceLaw360