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Regulation

Seller Beware: SEC Enforcement Action Highlights Challenges of Principal Transaction Pricing in Periods of Market Dislocation

Thursday, March 5, 2026 · first reported by Gibson Dunn

Gibson Dunn analyzes SEC enforcement action highlighting regulatory scrutiny of private fund sponsor valuation practices and disclosures during market dislocation periods. Addresses principal transaction pricing issues and compliance risks for illiquid fund managers.

Also named
SEC
Asset class
Private equity

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