FINRA Opens the Door to Projected Returns in Private Fund Marketing
Wednesday, October 28, 2026 · first reported by Goodwin via JD Supra
A newly approved FINRA exception will let placement agents present projected performance and targeted returns to eligible investors when marketing private funds. The exception is not yet operative. Goodwin advises fund managers and their brokers to start reviewing which marketing materials, investor audiences and compliance processes could support use of the exception once it takes effect.
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Coverage
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