SEC’s 2027 Examination Priorities Focus on Emerging Technology, Cybersecurity, and Investor Protection
Wednesday, October 28, 2026 · first reported by Troutman Pepper Locke via JD Supra and 1 other
The SEC's Division of Examinations published its examination priorities for fiscal year 2027 on October 23. Emerging technology, cybersecurity, protection of retail investors and anti-money laundering (AML) compliance get heavy emphasis. ArentFox Schiff reviews the priorities as they apply to investment advisers.
- Asset class
- Hedge funds, Private equity, Venture
- Geography
- North America
The summary and fields above are extracted from the published reports and can contain errors. The linked articles are the source of record.
Coverage
2 sources- Treasury proposes sweeping expansion of U.S. outbound investment controls: Life sciences, biotechnology, AI, and other technology sectors in focusHogan Lovells Cadwalader via JD Supra
- US insurance regulators ease private credit ratings scrutiny following industry oppositionPrivate Equity Wire
- India considers opening $180bn pension system to private marketsPrivate Equity Wire
- Budget 26: 'Frustrating' VCT tax relief absent from Budget despite industry lobbyingInvestment Week
- SEC fires starting gun on the race for retailPrivate Funds CFO
- FCA restricts six unregulated lenders over money laundering fearsAlternative Credit Investor