The Rule That Never Caught a Crook: The SEC Moves to Repeal the Pay-to-Play Rule
Friday, October 30, 2026 · first reported by K&L Gates LLP via JD Supra
On 3 September 2026, the SEC proposed rescinding Rule 206(4)-5 under the Advisers Act, the pay-to-play rule barring advisers from compensated government-client work for two years after certain political contributions, along with related recordkeeping requirements in Rule 204-2(a)(18).
- Geography
- North America
The summary and fields above are extracted from the published reports and can contain errors. The linked articles are the source of record.
Coverage
1 source- SEC Fines Adviser Over Conflicts Of Interest, DisclosuresLaw360
- Control Agents In The Spotlight: CSSF FAQ Sets Out The Rules For DLT-Based Fund Tokenisation In LuxembourgDLA Piper via JD Supra
- Senate Democrats target private equity in potential affordability probesPrivate Equity Wire
- September 2026 – October 2026: EU/UK Regulatory Round-UpAkin Gump Strauss Hauer & Feld LLP via JD Supra
- SEC Proposal: Expanding The Ability Of Registered Investment Advisers To Charge Performance-based FeesA&O Shearman via JD Supra
- Proposed COINS Act Rules for China Biotech Deals: Why Transaction Structure MattersMorgan Lewis via JD Supra
Got news? Send it to us →