Training · Compliance & Reg · Tech & AI

Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2026

Name: Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2026
Start: 2026-11-03T13:00:00-05:00
End: 2026-11-03

by Practising Law Institute

A half-day program on new rules and business trends in fintech and regtech for attorneys and compliance professionals in the securities industry. Attend online or in New York.

When: Nov 3 · 1:00 PM ET
Where: PLI New York, 1177 Avenue of the Americas, New York, NY · Hybrid
Cost: $940 per attendee; PLI Privileged Members attend at no cost

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Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.

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