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Webinar · Compliance & Reg · Legal

SEC Exam Priorities & Readiness: What Fund Sponsors Need to Know

by Fried Frank · Its fund lawyers in the Directory

Fried Frank regulatory partners walk through the SEC Division of Examinations' 2027 priorities and give practical guidance on preparing for and responding to an exam. Aimed at in-house counsel and compliance teams; one hour CLE pending.

When
Nov 4 · 12:00 PM ET
Where
Zoom, Virtual · Virtual
Cost
Free; register with the RSVP form
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Date verified at the organizer's site by FundOpsHQ. Registration and pricing are handled by the organizer.