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ConferenceCompliance & Reg
2026 SIFMA C&L Southeast Regional Seminar
by SIFMA
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One-day SIFMA Compliance & Legal Society program in Charlotte for compliance and legal professionals at broker-dealers, asset managers and wealth firms on regulatory and supervisory developments; keynote from FINRA's chief legal officer.
- When
- Oct 5 · 8:00 AM-5:05 PM ET
- Where
- The Ritz-Carlton, Charlotte, Charlotte, NC
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