2026 SIFMA C&L Southeast Regional Seminar

Name: 2026 SIFMA C&L Southeast Regional Seminar
Start: 2026-10-05
Location: The Ritz-Carlton, Charlotte

by SIFMA

One-day SIFMA Compliance & Legal Society program in Charlotte for compliance and legal professionals at broker-dealers, asset managers and wealth firms on regulatory and supervisory developments; keynote from FINRA's chief legal officer.

When: Oct 5 · 8:00 AM-5:05 PM ET
Where: The Ritz-Carlton, Charlotte, Charlotte, NC
Cost: Paid

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