UK FCA Findings On Conflicts Of Interest And Fair Customer Treatment In Private Markets
Tuesday, November 3, 2026 · first reported by A&O Shearman via JD Supra
The FCA published the findings of a multi-firm review of how private market firms identify, manage, mitigate and disclose conflicts of interest.
- Asset class
- Private equity, Credit
- Geography
- Europe
The summary and fields above are extracted from the published reports and can contain errors. The linked articles are the source of record.
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Coverage
1 source- SEC Proposes to Modernize the Interval Fund Framework and Expand Multiple Share Class StructuresSeward & Kissel LLP via JD Supra
- Hedge Funds Backed an SEC Proposal to Ease U.S. Access to EU Bond Futures, Which Would Be the First Addition to the Exempt Issuer List Since 1999HedgeCo
- Sona, Diameter and Arini among clients of Barclays private credit TRS trade9fin
- SBA’s Pending SBIC Leverage Availability Changes: Three Potential Developments That Could Reshape Small Business InvestmentPilieroMazza PLLC via JD Supra
- SEC Proposes Rules to Expand Private Market Opportunities Through Registered Fund StructuresGoodwin via JD Supra
- SEC Staff Spotlights Private Credit Valuation And DisclosureDLA Piper via JD Supra
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