CFTC
4 stories in the past year · named in 3 more
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4 in the past year- CFTC Proposes to Restore CPO and CTA Registration Relief for SEC-Registered Private Fund AdvisersRegulationJD SupraSep 1
- The Same but Different: The CFTC Proposes to Re-Codify Regulation 4.13(A)(4)... Sort OfRegulationJD SupraAug 28
- CFTC Proposes Formal CPO Registration Exemption for SEC-Registered Advisers to Sophisticated Investor Pools and Inflation Adjustment to the Small Pool ExemptionRegulationJD SupraAug 25
- CFTC proposes conflicts of interest rules for ‘vertically integrated’ affiliated entitiesRegulationJD SupraAug 17