SEC Approves FINRA Rule 2210 Amendments Permitting Projections and Targeted Returns; Broader Rule 2210 Modernization Proposal Pending
Wednesday, October 28, 2026 · first reported by Troutman Pepper Locke via JD Supra
The SEC approved FINRA amendments to Rule 2210 permitting projections and targeted returns in communications with the public, with a broader modernization proposal still pending.
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